Commissioner's Standards Category
Commissioner's Rules Flash
This class reviews Arizona Commissioner's Rules. Students will gain invaluable insight into the reasons and purposes behind the current Commissioner's Rules.
Register for this course, and learn the rules.
Trust Fund Handling
This course covers the requirements for trust fund handling, storage and recording. A sample transaction log as well as a sample record entry log is included. When you register for this course, you'll learn the methods and procedures suggested by the ADRE for trust fund administration.
Broker Management Clinic #1 (Statutes and Rules)
Not just for brokers! This course includes ADRE regulations about record keeping requirements, trust fund handling, advertising and promotions, contracts, fiduciary duties, material disclosures employment agreements, and audits and investigations.
Broker Management Clinic #2 (Policy Development)
This course includes methods for establishing brokerage policies and the practical application of enforcing the policies. Register.
Broker Management Clinic #3 (Risk Management and Broker Supervision)
This course includes risk management concepts, and methods to develope a risk management culture. Broker supervision, and legal obligations are discussed in detail. Register.